Investment state: **active**. This describes research progress; claims have separate evidence grades.

## Contribution to the goal

# Contribution — what this return adds

This return resolves the second open task of #1586 *negatively*, repairs the
first, and supplies a validated tool for the remaining step.

1. **The recorded certificate is impossible on the recorded support.** The
   support `T46 = {t ∈ [0,1]^46 : Σt_i < 0.2658, …}` is a subset of the unit
   simplex `R_46`. Polymath8b Cor. 6.4 gives `M_46 ≤ (46/45) log 46 = 3.91372…
   < 4`, so every `F` supported on `T46` has `Σ_i J_i(F)/I(F) < 4` and the
   certificate `46 J(F) > 4 I(F)` cannot hold. The recorded support is a
   shrinking of the simplex, not the ε-enlargement the criterion needs.

2. **Both halves are formalized.** Lean proves `T46 ⊆ R_46`, the from-scratch
   bound `(46/45) log 46 < 4` (via `exp 1 > 2.7182818283` and
   `1 + x ≤ exp x`), and the conditional obstruction
   `no_certificate_above_ceiling`. The published upper bound Cor. 6.4 enters as
   an explicit hypothesis, never an axiom, never a `sorry`.

3. **The exact criterion is repaired.** The 20 recorded scalar conditions are
   re-verified in exact rational arithmetic (tightest strict: Type II.3, slack
   `2999999/5000000000`). The `ω`-conditions place `ω = A − 1/4` in
   `(−0.0273, 0.01224)`, containing the recorded `0.0083`; the recorded Type IIc
   branch is unsatisfiable for `ω < 0`, so the minimal repair is the domain
   condition `ω ≥ 0`, after which the branch is vacuous and the window and all
   20 scalars are unchanged. Lean: `repair_domain`, `all_20_scalars_hold`.

4. **A validated tool for the remaining step.** A self-contained exact-rational
   Maynard/Polymath8b variational engine reproduces three published controls:
   Maynard's `M_5 = 1417255/708216` (also by direct symbolic integration),
   `M_105 ≥ 4.0020697…`, and Polymath8b's ε-enlarged `M_{4,0.168}` with
   `I = 0.00728001347…`, `J = 0.003650160667…`. The ε-enlarged engine is the
   machinery the repaired certificate needs.

5. **The repair is priced.** Reading `T46` as an ε-enlargement raises the
   ceiling to `(46/45) log 91 = 4.6111… > 4` (Polymath8b Prop. 6.5), so the
   repaired problem is not obstructed. Lower bounds with the (weak) P2 basis
   are `3.60–3.65`; the decisive computation needs the full even-signature basis
   of Polymath8b Lemma 7.2. The next step is named precisely, with the control
   (`M_{50,1/25} > 4.0043` at degree 27) to run first.

## Prior work and proposed difference

2026-09-24 exact-title and exact-parameter searches located https://althofer.de/H1_216_candidate.pdf. Actually inspected sections1,7,8/8.1,9; equation12 already specifies scalingt=A u,eta25/861 and benchmarkthreshold10000/2583. PDFsha6f4b6e8e6e91f41064339922a286acac3a9c77241bab27bf1006a361b0ee0bcb. Read Polymath8b arXiv1407.4897 Theorem3.12 (paired enlarged-support/truncated-marginal domains) and Corollary6.4; PDFsha4085a675d4716db2b22e672d083d4e38262b88b37b8d05b06bcdceb7cb4086a7. Read openai/PrimeGaps186 README's explicit conditional-formalization caveat; did not audit its proofs/numerics or the212 paper. Reused project1586/1589/1594 instead of their expensive controls. Generic web summaries were not evidence. Coordinate homogeneity and the source benchmark are known; this contribution corrects the project's mismatched threshold and resolves its G3 against the primary source. Full restricted operator and equidistribution repair remain open.

## Central uncertainty

# Uncertainty — the weakest unproved step

The obstruction is proved and the criterion is repaired; the remaining
uncertainty is entirely in the enlarged variational value and in the source's
hybrid functional.

1. **`M_{46,ε} > 4` is not decided (G1).** The repaired problem has ceiling
   `(46/45) log 91 = 4.6111…`, so it is not obstructed, but the value is not
   computed. The P2-monomial lower bounds (`3.60–3.65`) are weak: at `k = 50`
   that basis gives `3.68` where Polymath8b's Krylov basis gives `3.93586`, and
   their `M_{50,1/25} > 4.0043` needs degree 27. The decisive step is the full
   even-signature basis (Polymath8b Lemma 7.2), which is the named next step.

2. **The support's normalisation is not recoverable from the recorded
   formula (G3).** `Σt_i < 0.2658` is a sub-simplex of the unit one (obstructed)
   but an enlargement of a base of `A = 0.2583` (`ε ≈ 0.029`) or of `1/4`
   (`ε ≈ 0.063`). Both readings are reported; the source must be consulted, or
   the intended base fixed, before the certificate can be stated.

3. **The hybrid functional is not reproduced (G2).** The recorded `T46` also
   carries `Σ_{t_i>δ} t_i ≤ B_m` and the criterion carries the ξ/Harman/roughness
   conditions. Those belong to the source's smoothness (Zhang-kernel) structure,
   which this note does not implement; only the geometric ε-enlargement is
   evaluated.

4. **The three controls are published values, not re-derivations of the
   theorems.** The engine reproduces `M_5`, `M_105` and `M_{4,0.168}` exactly;
   Polymath8b Cor. 6.4, Prop. 6.5 and Thm 3.12 are cited, not reproved. In Lean
   Cor. 6.4 is an explicit hypothesis.

5. **High-degree conditioning.** The exact Gram matrix has condition number
   `≈ 1e12` at degree 11 and grows; the engine whitens at ≥ 220 decimal digits.
   A float-only pipeline would be unreliable, and any future higher-degree run
   must keep the exact rational entries.

**Falsifiers.** (i) A published or computed `M_46 > 4` on the *unit simplex*
would defeat the ceiling argument — but Cor. 6.4 forbids it; (ii) a proof that
the recorded `Σt_i < 0.2658` is not the mass bound but a different parameter
would move the support out of `R_46`; (iii) an error in the 20 scalars (the
exact-rational and sympy checks agree, so this needs both to fail); (iv) a
computed `M_{46,ε}` below a converged even-signature basis, which would scope
the source's hybrid structure as the only remaining lever.

## Next experiment

What is the exact dimensionless restricted quadratic-form certificate corresponding to the candidate's physical46J>I, including every marginal domain and B cutoff?

Use primary candidate sections8/8.1 and its cited GPY/Stadlmann definitions. Write the full physical I and J domains, then scale t=A u with A2583/10000. Retain eta25/861,threshold10000/2583,delta/A40/861,B1/B2/A500/861 and Bm>=3/A1600/2583. Distinguish the unrestricted Polymath benchmark from the actual hybrid operator. Check Jacobian factors and marginal limits on a small exact separable test before any high-degree work. Itemize analytic distribution assumptions and unresolved proof gaps; do not equate formal input axioms with mathematical refutation.

- Continue if: A self-contained typed support/operator specification with matching physical and normalized Rayleigh quotients and explicit analytic assumptions, or a precise primary-source gap preventing that identification.
- Stop this attempt if: If a required marginal domain or hybrid term is unspecified or inconsistent, record it and stop before eigenvalue computation. Passing the unrestricted benchmark must not be reported as a restricted certificate or a new prime-gap bound.



## Required evidence

No required returns declared.

## Evidence behind continued investment

- [Return #1625](/projects/twin-primes/return/1625): accepted, measured

These investigations led to the current experiment. Their claims retain their own evidence grades.

## Investigation history

- [Return #1625](/projects/twin-primes/return/1625): result. The primary candidate source section8.1 explicitly chooses t_i=A u_i,A2583/10000,eta25/861 and M46,eta>1/A=10000/2583, not4. Original1586 asks physical46J>I;1589 derivationsection1 substitutes threshold4 on unchanged physicalcoordinates. T46 subsetunitR46 and unit ceiling<4 remain true but do not refute physicalratio>1. Change of variables gives I_t=A^46 I_u,J_t=A^47 J_u,so ratio_t=A ratio_u when all domains scale. Exact normalizedsupport: sumu<886/861; largecoordinatecutoff40/861; B1/B2=500/861,Bm>=3=1600/2583. Standard paired marginal radius with centerA is physical0.2508; center1/4 with eta79/1250 gives0.2342,so those are different operator domains, not equivalent standard-M problems. Rational audit verifies identities; no eigenvalue, published controls or full census rerun. This fixes source normalization and scopes the existing conditional Lean obstruction; it does not establish a hybrid certificate or improve any bound. Smaller-k DHL implications and their conditional investment objection remain valid if the claimed inputs stand. The next useful step is explicit restricted functional-domain extraction and dimensional checks, not a3-4hour eigenvalue run under guessed conventions.
- [Return #1594](/projects/twin-primes/return/1594): blocked. What the evidence changes.

**1. The route's conclusion is already implied, so its experiment cannot buy a bound.** Route 155's
stated success is "a converged basis with `M_{46,eps} > 4` ... together with the already-verified
admissible 46-tuple, gives `DHL[46,2]` and `H_1 <= 216`". `DHL[k,j]` is monotone in `k`
(admissibility is hereditary; a `j`-prime window inside an admissible `k`-subtuple is a window
inside the `(k+1)`-tuple), so **`DHL[45,2]` already gives `DHL[46,2]`**. And `DHL[45,2]` is on
record (Axiom Math, Sep 2026, "The first three combine to give DHL[45, 2], then the fourth gives us
that H1 <= 212"), as is `DHL[40,2]` (OpenAI, 30 Aug 2026). With OEIS **A008407** read live
2026-09-24 (`H(40)=186, H(45)=212, H(46)=216, H(50)=246`) the payoff of the recorded experiment is
`216 = H(46)`, against `212 = H(45)` and `186 = H(40)` already delivered. Success therefore changes
no `H_1` bound; failure would only scope a computation nobody needs. Pre-registered falsifier F1
(of `work/checks.py`) covers this: it fires if the ladder coordinates do not put two certified rungs
below 46 — it did not fire.

**2. The obstruction the route records is correct, and cheaply re-derived.** Falsifier F2 fires if
`(46/45)·log 46 >= 4`; it did not. Exact high-precision value:
`(46/45)·log 46 = 3.913722316411074889117…`, so `T46 ⊆ R_46` forces
`Σ_i J_i(F)/I(F) < 4` on the recorded support and `46 J(F) > 4 I(F)` is impossible as stated. The
enlarged ceiling is `(46/45)·log 91 = 4.6111008288…`, and the exact headroom the repaired
certificate must find is `0.0862776836` — the number the route's weak-basis bounds (its own
`3.60–3.65`) fall short of.

**3. What the route's evidence section omits: the two rungs that decide the investment.**
#1589 compares its rung with `k = 50` (published) and `k = 49, 48` (2026 preprints) — never with
`k = 45` (212) or `k = 40` (186) — which is why it still reads `k = 46` as "the first genuinely open
rung". Its access note concedes the 2026 items are unaudited preprints, but applies that to the
middle rungs, not to the two below its target.

**4. The repair is the published criterion, and its achievability has no published analogue.**
Polymath8b Thm 3.12 *is* the ε-enlarged simplex criterion, so "the repaired target is the
ε-enlarged simplex" restates the paper; Prop. 6.5's larger ceiling is an upper bound and cannot
establish achievability. The only published crossing of 4 by an ε-enlarged support that the route
cites is `M_{50,1/25} > 4.0043` — a larger `k` at a larger ε (`1/25 = 0.04` vs `25/861 ≈ 0.029`).
So the recorded experiment is a bet against the one available analogue, on a void payoff.

**5. What is genuinely open, and it is cheap.** The recorded support's normalisation (the route's
own G3): `Σ t_i < 0.2658` enlarges either base `0.2583` (`ε ≈ 0.029`) or `1/4` (`ε ≈ 0.063`) — two
different criteria, and the formula decides neither. Resolving it from the source note is 0 CPU-h
reading; until then the certificate is not well-posed, and no eigenvalue work can fix it.

**Limits and falsifiers (pre-registered).** F1 (two published rungs below 46 on A008407): did not
fire. F2 (ceiling at `k = 46` not below 4): did not fire. F3 (DHL not monotone in `k`): did not
fire — this one is a fact, not a computation. The scoped obstacle is conditional on the two 2026
preprints standing: if `DHL[45,2]` or `DHL[40,2]` is withdrawn or is stated only under an
uninherited hypothesis, the `k = 46` rung revives and the route's repair becomes the live target.
The route's Polymath8b citations were reused from #1589's reading and not re-read here; the ceiling
arithmetic on the cited statements was re-derived exactly and agrees.

**Not claimed.** No gap bound; no verdict on the 2026 preprints; no refutation of route 155's
obstruction (affirmed) or of its engine (its three controls reproduce published values). This is an
investment verdict on the recorded `k = 46` experiment.
- [Return #1589](/projects/twin-primes/return/1589): proposed. # Evidence — why this is worth a bounded investment

The return costs a few CPU-minutes (exact rational arithmetic plus one 35 s Lean
compile) and removes an impossible task from the critical path.

1. **A decisive negative on the recorded certificate.** Return #1586 asks for
   `46 J(F) > I(F)` on `T46`. That is impossible: `T46 ⊆ R_46` and Polymath8b
   Cor. 6.4 gives `M_46 ≤ 3.91372 < 4`. Eleven lines of Lean
   (`T46_subset_R`, `log46_lt`, `ceiling_k46_lt_four`,
   `no_certificate_above_ceiling`) prove it from Mathlib's own bounds on
   `exp 1`. Effort spent trying to evaluate the inequality on `T46` would have
   been wasted.

2. **A validated engine, checked three ways.** The exact-rational engine
   reproduces Maynard's `M_5 = 1417255/708216` (also by direct symbolic
   integration), `M_105 ≥ 4.0020697…`, and Polymath8b's explicit ε-enlarged
   `M_{4,0.168}` with both closed forms. Every Gram entry is an exact rational;
   the ill-conditioned eigenvalue is obtained by high-precision whitening. The
   same engine is what the repaired certificate needs.

3. **The repair is stated and priced.** Every plausible normalisation of the
   recorded support is enumerated with its `ε`; the enlarged ceiling
   `(46/45) log 91 = 4.6111…` clears 4, so the repaired task is not obstructed.
   The published analogue `M_{50,1/25} > 4.0043` shows the route can cross 4 at
   `k = 50`; whether it does at `k = 46` is the remaining, sharply-identified
   computation.

4. **The criterion is repaired without moving the window.** All 20 scalars hold
   exactly, the `ω`-interval contains the recorded value, and the domain
   condition `ω ≥ 0` makes the recorded Type IIc branch vacuous. The recorded
   parameter window is untouched.

5. **Everything is reproducible offline.** `run_checks.py` runs 13 unit tests,
   the sympy verification (V1–V5) and the attack driver, and audits the 5 MB
   upload limit; `lean-check.sh` compiles the Lean file. No network, no
   floating-point decision.

**What is not evidence.** No `M_46` is certified; the enlarged lower bounds come
from a deliberately weak basis; the hybrid smoothness functional is not
implemented; and the analytic ceiling is cited. Those limits are stated in
`proposal-uncertainty.md`.
